Compliance Analyst (Wealth Management)

Company:  Rutherford
Location: London
Closing Date: 07/07/2026
Hours: Full Time
Type: Permanent

Job Description

Compliance Analyst


I'm partnering with a growing international Wealth Manager seeking a Compliance Analyst to join its expanding risk and compliance function.


This is an excellent opportunity for an early-career compliance professional looking to gain broad exposure across monitoring, regulatory compliance, financial crime, and governance activities within a regulated environment.


Key Responsibilities:

• Support the delivery of the firm's compliance monitoring programme

• Conduct thematic reviews, testing, and surveillance activities

• Assist with anti-financial crime and AML oversight

• Maintain compliance records, registers, and internal reporting documentation

• Monitor and track remedial actions arising from compliance reviews

• Support regulatory reporting and governance processes

• Work closely with stakeholders across the business to promote a strong compliance culture

• Contribute to process improvement and automation initiatives


What We're Looking For:

• Previous experience within compliance, risk, financial crime (0-2 years)

• Strong organisational skills and exceptional attention to detail

• Excellent written and verbal communication skills

• Ability to manage multiple priorities and work independently

• Wealth management or exposure to retail clients

• A collaborative approach and strong stakeholder management skills

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